Sovereign Financial Planners Limited
aka Sovereign Financial Planners, Sovereign Financial Planners Limited
Authorised FRN 734863
About
Sovereign Financial Planners is a boutique wealth management firm providing tailored financial advice to both retail and corporate clients.
Source: sovereign-planners.co.ukContact & Location
Monday9:00 AM – 5:30 PM
Tuesday9:00 AM – 5:30 PM
Wednesday9:00 AM – 5:30 PM
Thursday9:00 AM – 5:30 PM
Friday9:00 AM – 5:30 PM
SaturdayClosed
SundayClosed
Specialisms
Regulatory Information
- FRN
- 734863
- Status
- Authorised
- Date Authorised
- 26 July 2016
- Years Authorised
- 9 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Acting as a CBTL arranger
- ✓Acting as a CBTL advisor
- ✓CBTL Status
- ✓CBTL Effective Date
- ✓Agreeing to carry on a regulated activity
- ✓Advising on Pension Transfers and Pension Opt Outs
- ✓Debt-counselling
- ✓Credit Broking
- ✓Making arrangements with a view to regulated mortgage contracts
- ✓Arranging (bringing about) regulated mortgage contracts
- ✓Advising on regulated mortgage contracts
- ✓Making arrangements with a view to transactions in investments
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- 09827722
- Company Status
- Active
- Incorporation Date
- 16 October 2015
- Directors
- 1
- Accounts Category
- Total Exemption Full
- Last Accounts Filed
- 31 October 2024
- SIC Codes
- 64999, 66290
Team (5)
Rikesh Dhirajlal Bathia
ApprovedCertifiedAnitkumar Patel
CertifiedSheilen Savjani
CertifiedRoopal Patel
CertifiedShenal Radia
Certified
Quick Facts
- Leicester, East Midlands
- 9 years FCA-authorised
- 10 registered individuals
- 4 specialisms
- 14 FCA permissions
- CH 09827722
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.