Protocol Capital Management Limited
aka Protocol Capital Management Limited
About
top of page Protocol Capital Management Ltd TOGETHER IN FINANCE Protocol was established in 2004 by Stephen Horswell to provide bespoke, impartial financial planning, through long-term client relationships. 40 years of financial services experience, is added to utmost diligence and integrity for every client s benefit. Stephen believes that financial advice should be transparent and jargon ...
Source: protocolmoney.comContact & Location
Specialisms
Regulatory Information
- FRN
- 400263
- Status
- Authorised
- Date Authorised
- 22 June 2004
- Years Authorised
- 21 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Agreeing to carry on a regulated activity
- ✓Advising on Pension Transfers and Pension Opt Outs
- ✓Debt-counselling
- ✓Making arrangements with a view to regulated mortgage contracts
- ✓Making arrangements with a view to a home reversion plan
- ✓Arranging (bringing about) regulated mortgage contracts
- ✓Arranging (bringing about) a home reversion plan
- ✓Advising on regulated mortgage contracts
- ✓Advising on a home reversion plan
- ✓Making arrangements with a view to transactions in investments
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- 05048430
- Company Status
- Active
- Incorporation Date
- 18 February 2004
- Directors
- 2
- Accounts Category
- Total Exemption Full
- Last Accounts Filed
- 31 December 2024
- SIC Codes
- 66220
Team (9)
Stephen Horswell
ApprovedCertifiedAnthony Hopkins
ApprovedCertifiedSharon Horswell
No longer requiredChristopher Horswell
No longer requiredPaul Ceiriog Roberts
No longer requiredJohn Jeremy Michael Barron
No longer requiredMichael John King
No longer requiredDavid Antony William Carter
No longer requiredJulian Peter Gunning
No longer required
Quick Facts
- Torquay, South West
- 21 years FCA-authorised
- 10 registered individuals
- 4 specialisms
- 12 FCA permissions
- CH 05048430
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.