Northern Trust Securities LLP
aka Northern Trust Capital Markets, Northern Trust Securities LLP
Contact & Location
Specialisms
Regulatory Information
- FRN
- 465131
- Status
- Authorised
- Date Authorised
- 25 June 2007
- Years Authorised
- 18 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Agreeing to carry on a regulated activity
- ✓Making arrangements with a view to transactions in investments
- ✓Dealing in investments as principal
- ✓Dealing in investments as agent
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- OC324323
- Company Status
- Active
- Incorporation Date
- 30 November 2006
- Directors
- 0
- Accounts Category
- Full
- Last Accounts Filed
- 31 December 2024
Team (20)
. Northern Trust Equities Limited
ApprovedMark Walker
Approved. The Northern Trust International Banking
ApprovedAmelia Elizabeth Braddon
ApprovedLaurence Everitt
ApprovedAdam Hallsworth
ApprovedCertifiedPaula Mary Kenee
ApprovedCertifiedLouise Gowland
ApprovedCertifiedJohn Ronald Davie
ApprovedCertifiedDavid Marlborough
ApprovedCertifiedAlison Pain
ApprovedCertifiedSuthagar Ponniah
ApprovedCertifiedMark David Lacey
ApprovedCertifiedNoel Daniel O'Connell
CertifiedPeter Homan
CertifiedRobert James Stringer
CertifiedDavid Alan Copley
CertifiedAnnabel Massey
CertifiedRene David Naya
CertifiedSamuel Tresadern
Certified
Google Reviews
6 reviews on Google
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Quick Facts
- London, London
- 18 years FCA-authorised
- 20 registered individuals
- 3 specialisms
- 6 FCA permissions
- CH OC324323
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.