Hathaway Investment Management Limited
aka Hathaway Investment Management Limited
Authorised FRN 191751
Contact & Location
Specialisms
Regulatory Information
- FRN
- 191751
- Status
- Authorised
- Date Authorised
- 1 December 2001
- Years Authorised
- 24 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Agreeing to carry on a regulated activity
- ✓Safeguarding and administration of assets (without arranging)
- ✓Managing investments
- ✓Making arrangements with a view to transactions in investments
- ✓Dealing in investments as agent
- ✓Arranging safeguarding and administration of assets
- ✓Arranging (bringing about) deals in investments
Companies House
- Company Number
- 03849924
- Company Status
- Active
- Incorporation Date
- 29 September 1999
- Directors
- 3
- Accounts Category
- Medium
- Last Accounts Filed
- 30 April 2025
- SIC Codes
- 66120, 66300
Team (13)
James Pearce
ApprovedGraham Andrew John Englefield
ApprovedCertifiedStuart Robert George Englefield
ApprovedCertifiedGraham Raphael Shaw
No longer requiredMalcolm Cummings
No longer requiredMark Edward Knowles
No longer requiredGiles Kenneth Sharp
No longer requiredGary Edwin Christianson
No longer requiredNicholas Quartly Grazebrook Grazebrook
No longer requiredAnthony Hamilton Jones
No longer requiredKeith James Boxley
No longer requiredCharles James Bragg Flint
No longer requiredRobert Oswald Bogle
No longer required
Quick Facts
- Birmingham, West Midlands
- 24 years FCA-authorised
- 16 registered individuals
- 2 specialisms
- 7 FCA permissions
- CH 03849924
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.