Dukes Independent Financial Advisers Ltd
aka Dukes Wealth Management, Dukes Mortgages & Equity Release, Dukes Lifestyle Financial Planning, Dukes IFA, Dukes Financial Planning, Dukes, Dukes Independent Financial Advisers Ltd
Contact & Location
Regulatory Information
- FRN
- 577595
- Status
- Authorised
- Date Authorised
- 20 July 2012
- Years Authorised
- 13 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Acting as a CBTL arranger
- ✓Acting as a CBTL advisor
- ✓CBTL Status
- ✓CBTL Effective Date
- ✓Agreeing to carry on a regulated activity
- ✓Providing basic advice on stakeholder products
- ✓Advising on P2P agreements
- ✓Debt-counselling
- ✓Credit Broking
- ✓Making arrangements with a view to regulated mortgage contracts
- ✓Arranging (bringing about) regulated mortgage contracts
- ✓Advising on regulated mortgage contracts
- ✓Making arrangements with a view to transactions in investments
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- 07946291
- Company Status
- Active
- Incorporation Date
- 10 February 2012
- Directors
- 1
- Accounts Category
- Micro Entity
- Last Accounts Filed
- 31 March 2025
- SIC Codes
- 70221
Team (3)
Adrian Duke-Cohan
ApprovedCertifiedVictoria Mammon
CertifiedDavid Nathan Margo
ApprovedCertified
Google Reviews
14 reviews on Google
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Quick Facts
- Bushey, East of England
- 13 years FCA-authorised
- 4 registered individuals
- 5 specialisms
- 15 FCA permissions
- CH 07946291
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.