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DE

Delta Financial Management Limited

aka Delta Financial Management Limited

Authorised FRN 138197 5.0 (2)

Contact & Location

Opening Hours
Monday9:00 AM – 5:00 PM
Tuesday9:00 AM – 5:00 PM
Wednesday9:00 AM – 5:00 PM
Thursday9:00 AM – 5:00 PM
Friday9:00 AM – 5:00 PM
SaturdayClosed
SundayClosed

Regulatory Information

Status
Authorised
Date Authorised
1 December 2001
Years Authorised
24 years
Regulator
FCA
Disciplinary Record
Clean Record
FCA Permissions (6)
Show all permissions
  • Agreeing to carry on a regulated activity
  • Advising on P2P agreements
  • Advising on Pension Transfers and Pension Opt Outs
  • Making arrangements with a view to transactions in investments
  • Arranging (bringing about) deals in investments
  • Advising on investments (except on Pension Transfers and Pension Opt Outs)

Companies House

Company Number
01514840
Company Status
Active
Incorporation Date
29 August 1980
Directors
4
Accounts Category
Total Exemption Full
Last Accounts Filed
31 March 2025
SIC Codes
65110

Team (14)

  • Jason Edwards

    Approved
  • Mustafa Malik

    ApprovedCertified
  • Jarrod Matthew Ellis

    ApprovedCertified
  • Daniel Underwood

    ApprovedCertified
  • Nigel Cemm

    Certified
  • Richard Mark Mella

    No longer required
  • Bharatkumar Shah

    No longer required
  • Richard David Townsend

    No longer required
  • Candice Olivia Fields

    No longer required
  • Alan Ralph Buet

    Certified
  • Daniel Richard Murad Sopher

    No longer required
  • Emma Louise Cotgrave

    No longer required
  • David Thomas Hawkings

    No longer required
  • Ivan Sopher

    No longer required

Google Reviews

5.0

2 reviews on Google

Read reviews on Google

Sourced from Google Business Profiles. We display the aggregate rating and review count but do not host individual reviews. Data is refreshed periodically.

Quick Facts

  • Borehamwood, East of England
  • 24 years FCA-authorised
  • 17 registered individuals
  • 4 specialisms
  • 6 FCA permissions
  • CH 01514840

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Data Sources

This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.