AJ
Andrew James
aka Andrew James Independent Financial Adviser, Andrew James
Authorised FRN 584076
Contact & Location
Regulatory Information
- FRN
- 584076
- Status
- Authorised
- Date Authorised
- 4 October 2012
- Years Authorised
- 13 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Acting as a CBTL arranger
- ✓Acting as a CBTL advisor
- ✓CBTL Status
- ✓CBTL Effective Date
- ✓Agreeing to carry on a regulated activity
- ✓Advising on P2P agreements
- ✓Making arrangements with a view to regulated mortgage contracts
- ✓Arranging (bringing about) regulated mortgage contracts
- ✓Advising on regulated mortgage contracts
- ✓Making arrangements with a view to transactions in investments
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- 13273367
- Company Status
- Active
- Incorporation Date
- 17 March 2021
- Directors
- 1
- Accounts Category
- Dormant
- Last Accounts Filed
- 31 March 2025
- SIC Codes
- 99999
Team (1)
Andrew Keith James
ApprovedCertified
Quick Facts
- Southend-on-Sea, East of England
- 13 years FCA-authorised
- 2 registered individuals
- 5 specialisms
- 12 FCA permissions
- CH 13273367
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.