AJ
ALEX JAMES INDEPENDENT FINANCIAL ADVISERS LTD
aka Alex James IFA Ltd, ALEX JAMES INDEPENDENT FINANCIAL ADVISERS LTD
Authorised FRN 684887
Contact & Location
Regulatory Information
- FRN
- 684887
- Status
- Authorised
- Date Authorised
- 3 August 2015
- Years Authorised
- 10 years
- Regulator
- FCA
- Disciplinary Record
- Clean Record
Show all permissions
- ✓Acting as a CBTL arranger
- ✓Acting as a CBTL advisor
- ✓CBTL Status
- ✓CBTL Effective Date
- ✓Agreeing to carry on a regulated activity
- ✓Advising on P2P agreements
- ✓Advising on Pension Transfers and Pension Opt Outs
- ✓Debt-counselling
- ✓Credit Broking
- ✓Making arrangements with a view to regulated mortgage contracts
- ✓Making arrangements with a view to a home reversion plan
- ✓Arranging (bringing about) regulated mortgage contracts
- ✓Arranging (bringing about) a home reversion plan
- ✓Advising on regulated mortgage contracts
- ✓Advising on a home reversion plan
- ✓Making arrangements with a view to transactions in investments
- ✓Arranging (bringing about) deals in investments
- ✓Advising on investments (except on Pension Transfers and Pension Opt Outs)
Companies House
- Company Number
- 08101051
- Company Status
- Active
- Incorporation Date
- 12 June 2012
- Directors
- 1
- Accounts Category
- Micro Entity
- Last Accounts Filed
- 31 March 2025
- SIC Codes
- 66220
Team (1)
Sanjay Maganlal Patel
ApprovedCertified
Quick Facts
- Bourne End, South East
- 10 years FCA-authorised
- 2 registered individuals
- 5 specialisms
- 18 FCA permissions
- CH 08101051
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Data Sources
This listing is auto-generated from publicly available data on the FCA Financial Services Register and Companies House. approval.co.uk does not endorse or recommend this adviser or firm. Verify current authorisation status at register.fca.org.uk.